Securities Compliance


Get straight A’s on your compliance reports.
Finding the whole in the detail and vice versa./Satellite view/Water area, place unknown.

SDS CCONFORM offers state-of-the-future compliance monitoring for securities processing that is compact, exhaustive and reliable.

SDS CCONFORM is the central solution for the recognition and documentation of compliance-relevant incidents according to MAD/MAR and related regulations for securities compliance. All while fully protecting your institution’s reputation.

Functional Highlights

  • Coverage of different regulations (MAD, MAR, SCC).
  • Multi-entity, multi-language and multi-country capabilities.
  • Automatic and rule-based transaction evaluation.
  • Predefined pattern rules and easy adaptation to individual requirements.
  • Integrated Exception Handling.

Business Values

  • Full compliance with the Market Abuse Regulation and Directive of the European Union.
  • Combating insider dealing and market manipulation in European financial markets.
  • Minimisation of financial risks and damage to reputation.
  • Convenience and reliability for securities compliance officer tasks.

Customer Excerpt